TITLE 17 OF THE CFR

Commodity and Securities Exchanges

130 parts3,525 sections

Regulation text is not stored here. Each part opens the official electronic edition, which is kept current by the government.

Commodity Futures Trading Commission

17 CFR part 1 — General Regulations Under the Commodity Exchange Act 71 sections
17 CFR part 2 — Official Seal 4 sections
17 CFR part 3 — Registration 35 sections
17 CFR part 4 — Commodity Pool Operators and Commodity Trading Advisors 32 sections
17 CFR part 5 — Off-Exchange Foreign Currency Transactions 25 sections
17 CFR part 7 — Registered Entity Rules Altered or Supplemented by the Commission 1 sections
17 CFR part 8 — Part 8 [Reserved] Reserved
17 CFR part 9 — Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions 26 sections
17 CFR part 10 — Rules of Practice 59 sections
17 CFR part 11 — Rules Relating to Investigations 8 sections
17 CFR part 12 — Rules Relating to Reparations 76 sections
17 CFR part 13 — Procedures for Petitions for Rulemaking 2 sections
17 CFR part 14 — Rules Relating to Suspension or Disbarment from Appearance and Practice 10 sections
17 CFR part 15 — Reports—General Provisions 7 sections
17 CFR part 16 — Reports by Contract Markets and Swap Execution Facilities 6 sections
17 CFR part 17 — Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers 5 sections
17 CFR part 18 — Reports by Traders 7 sections
17 CFR part 19 — Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton 5 sections
17 CFR part 20 — Large Trader Reporting for Physical Commodity Swaps 11 sections
17 CFR part 21 — Special Calls 7 sections
17 CFR part 22 — Cleared Swaps 17 sections
17 CFR part 23 — Swap Dealers and Major Swap Participants 73 sections
17 CFR part 30 — Foreign Futures and Foreign Options Transactions 13 sections
17 CFR part 31 — Leverage Transactions 28 sections
17 CFR part 32 — Regulation of Commodity Option Transactions 5 sections
17 CFR part 33 — Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery 11 sections
17 CFR part 34 — Regulation of Hybrid Instruments 3 sections
17 CFR part 35 — Swaps in an Agricultural Commodity (Agricultural Swaps) 1 sections
17 CFR part 36 — Trade Execution Requirement 1 sections
17 CFR part 37 — Swap Execution Facilities 63 sections
17 CFR part 38 — Designated Contract Markets 89 sections
17 CFR part 39 — Derivatives Clearing Organizations 44 sections
17 CFR part 40 — Provisions Common to Registered Entities 12 sections
17 CFR part 41 — Security Futures Products 28 sections
17 CFR part 42 — Anti-Money Laundering, Terrorist Financing 2 sections
17 CFR part 43 — Real-Time Public Reporting 7 sections
17 CFR part 44 — Interim Final Rule for Pre-Enactment Swap Transactions 4 sections
17 CFR part 45 — Swap Data Recordkeeping and Reporting Requirements 15 sections
17 CFR part 46 — Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps 11 sections
17 CFR part 48 — Registration of Foreign Boards of Trade 11 sections
17 CFR part 49 — Swap Data Repositories 31 sections
17 CFR part 50 — Clearing Requirement and Related Rules 21 sections
17 CFR part 75 — Proprietary Trading and Certain Interests in and Relationships with Covered Funds 18 sections
17 CFR part 100 — Delivery Period Required 1 sections
17 CFR part 140 — Organization, Functions, and Procedures of the Commission 39 sections
17 CFR part 141 — Salary Offset 12 sections
17 CFR part 142 — Indemnification of CFTC Employees 2 sections
17 CFR part 143 — Collection of Claims Owed the United States Arising from Activities Under the Commission's Jurisdiction 10 sections
17 CFR part 144 — Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court 7 sections
17 CFR part 145 — Commission Records and Information 10 sections
17 CFR part 146 — Records Maintained on Individuals 12 sections
17 CFR part 147 — Open Commission Meetings 10 sections
17 CFR part 148 — Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission 22 sections
17 CFR part 149 — Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission 17 sections
17 CFR part 150 — Limits on Positions 9 sections
17 CFR part 151 — Part 151 [Reserved] Reserved
17 CFR part 155 — Trading Standards 6 sections
17 CFR part 156 — Broker Associations 4 sections
17 CFR part 160 — Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act 20 sections
17 CFR part 162 — Protection of Consumer Information Under the Fair Credit Reporting Act 14 sections
17 CFR part 165 — Whistleblower Rules 20 sections
17 CFR part 166 — Customer Protection Rules 5 sections
17 CFR part 170 — Registered Futures Associations 15 sections
17 CFR part 171 — Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions 36 sections
17 CFR part 180 — Prohibition Against Manipulation 2 sections
17 CFR part 190 — Bankruptcy Rules 20 sections
17 CFR part 191-199 — Parts 191-199 [Reserved] Reserved

Securities and Exchange Commission

Department of the Treasury

17 CFR part 400 — Rules of General Application 6 sections
17 CFR part 401 — Exemptions 7 sections
17 CFR part 402 — Financial Responsibility 6 sections
17 CFR part 403 — Protection of Customer Securities and Balances 7 sections
17 CFR part 404 — Recordkeeping and Preservation of Records 5 sections
17 CFR part 405 — Reports and Audit 5 sections
17 CFR part 420 — Large Position Reporting 5 sections
17 CFR part 449 — Forms, Section 15C of the Securities Exchange Act of 1934 5 sections
17 CFR part 450 — Custodial Holdings of Government Securities by Depository Institutions 5 sections
17 CFR part 451-499 — Parts 451-499 [Reserved] Reserved